Vice President of Business Risk, Retail Wealth Management
About the Company
Top financial services company specializing in retirement, investments & insurance
Industry
Financial Services
Type
Privately Held, Private Equity-backed
Founded
1991
Employees
5001-10,000
Categories
Specialties
Business Classifications
About the Role
The Company is seeking a Vice President for Business Risk in Retail Wealth Management to join their purpose-driven organization. The successful candidate will be instrumental in enhancing the risk management framework, with a focus on championing access to financial opportunities for all. This leadership role demands a strategic thinker with a strong analytical background, deep industry knowledge, and the ability to effectively communicate with various stakeholders. Key responsibilities include developing and implementing a comprehensive risk management strategy, monitoring and assessing business risks, ensuring compliance with regulatory standards, and fostering a risk-aware culture. The VP will also be involved in leading cross-functional projects to improve risk management capabilities and will act as the primary liaison with external auditors and regulators on risk-related matters. Applicants for the VP, Business Risk role at the company should have a Bachelor’s degree in a relevant field, with an MBA or advanced degree preferred, and a minimum of 7-10 years' of experience in risk management, compliance, or operational risk within the financial services industry. A strong understanding of regulatory frameworks applicable to retail wealth management is essential. The ideal candidate will possess a strategic mindset, strong leadership skills, and be an effective communicator. They should be proactive, analytical, adaptable, and demonstrate ethical judgment with a strong commitment to integrity and compliance. The role offers an exciting opportunity to contribute to the success of the retail wealth management business while ensuring robust risk governance and compliance practices.
Hiring Manager Title
Senior Vice President of Risk
Travel Percent
Less than 10%
Functions
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